What Is a Safety Observation Report

Understanding How Safety Observations Drive Risk Control and ISO 45001 Compliance

Updated March 2025

A Safety Observation Report (SOR) is a structured report used to document real-time workplace safety observations— including unsafe acts, unsafe conditions, or any deviation from approved safe work methods. These reports are a core part of proactive safety management and support compliance with ISO 45001 Occupational Health & Safety (OH&S) systems.

More than just compliance tools, Safety Observation Reports help create a culture of vigilance, hazard awareness, and continuous improvement. They provide a systematic audit trail for risk control measures and help reduce incidents before they occur.

Types of Safety Observations

Safety observations generally fall into two broad categories:

For example, imagine a hotel concierge area where water collects at the base of a decorative fountain, creating a slip hazard. Even if the hazard is cleaned up immediately, a Safety Observation Report would still be filed to capture the issue, reinforce preventive learning, and ensure there's a compliance audit trail.

What to Include in a Safety Observation Report

An effective SOR captures both the issue and the response. Whether digital or paper-based, a standard report includes:

Digital Safety Observations and Field Reporting

With the rise of digital safety tools, most organisations have moved beyond paper-based reports. Today’s Safety Observation Reports are captured in real-time via mobile apps, allowing observers to upload photo evidence, assign corrective actions, and track resolution digitally.

Why Safety Observations Matter

Safety observations are not just checklists—they are a vital part of creating a high-trust, high-responsibility safety culture. When teams are encouraged to observe and report early, risk is managed proactively and workers are empowered to be part of the solution.

Safety Observation Reports also support data-driven insights. When consistently used, they help:

Designing Effective Safety Observation Report Programmes

The requirement for ongoing checking and corrective action is a core obligation under ISO 45001, particularly highlighted in Clause 10.2 – Incident, nonconformity and corrective action. A structured Safety Observation Report (SOR) programme plays a key role in meeting this requirement, alongside internal audits and periodic system reviews.

When fully embedded into the safety management system, a well-designed SOR programme becomes more than a reporting tool—it serves as the primary window into the system's real-world performance. It enables the early identification of risks, informs trend analysis, and supports a culture of continuous improvement across teams and functions.

However, without a clear structure and intent, even the most advanced SOR systems can lose their value. As digital reporting and AI-powered analytics become more common, poorly defined observation data risks becoming fragmented or misused. To be effective, SOR programmes must be purpose-built, aligned with operational realities, and consistently used to generate insights that lead to meaningful safety action.

Five Reasons SOR Programmes Don’t Deliver Insights

There are five main reasons why Safety Observation Report (SOR) programmes often fall short of delivering meaningful insights for predictive analytics:

A Safety Observation Report (SOR) is used to proactively record unsafe conditions, unsafe acts, and positive safety behaviours. It enables early intervention before incidents occur and supports hazard tracking, compliance, and improvement across the safety management system.

A Safety Observation Report is a proactive tool—it captures hazards before an incident happens. An incident report is reactive—it documents harm or loss after the fact. SORs are essential for prevention, while incident reports help understand what went wrong.

ISO 45001 does not explicitly require SORs, but they support several core clauses—including Clause 5.4 (worker participation), Clause 6.1 (hazard identification), and Clause 10.2 (nonconformity and corrective action). An SOR programme is one of the most effective ways to meet these requirements.

Any worker—from supervisors to subcontractors—can submit a Safety Observation Report. Broad participation encourages safety ownership at every level and strengthens the overall reporting culture.

Many programmes fall short due to poor integration, inconsistent reporting, or over-reliance on opportunistic observations. Without planned task observations, positive reporting, and clear data structures, SOR data lacks the integrity needed for meaningful analysis or predictive insight.